- What Is the Series 57 License?
A Series 57 license allows brokers to trade equities and convertible debt securities in the U.S. To obtain one, you must pass the Series 57 exam. This test covers topics like equity trading concepts and regulations around the financial services… read more…
- Ken Fisher: Everything You Need to Know
Ken Fisher, an investment analyst and self-made billionaire, is perhaps best known for founding Fisher Investments. The financial advisor firm based in Camas, Washington manages more than $96 billion for more than 40,000 clients, mostly high-net-worth individuals and institutional investors. Fisher currently serves as the firm’s executive chairman and co-chief investment officer. However, he has… read more…
- The Best Investment Apps for Every Investor
With both established brokerages and new companies offering investment apps, the options can be overwhelming. There are apps for every kind of investor, from the beginner just looking to dip a toe in the water to seasoned day traders who… read more…
- How to Open a Brokerage Account
Buying stocks, bonds and other investments through a brokerage firm is cheaper and easier than ever. Deals abound, as discount brokers charge zero fees for many types of trades. In many cases, opening a brokerage account with one of these… read more…
- Fidelity Review
Fidelity is a global financial services company headquartered in Boston. Founded in 1946, the firm has more than $3.8 trillion in total customer assets. It offers a full suite of products and services, including annuities, mutual funds, retirement plans, 529… read more…
- TD Ameritrade Review 2025: Fees, Services and More
TD Ameritrade is a full-service brokerage firm. It’s a fixture in the investment space, with its predecessor firm, First Omaha Securities, Inc., first opening for business in 1975. TD Ameritrade employs well-balanced online and mobile trading platforms that include versions for… read more…
- What Is a Broker?
If you’re doing anything related to money or investing, chances are you’ll have to deal with a broker. A broker is someone who serves as a conduit for you when purchasing a variety of things. There are a number of… read more…
- What Are 529 Plan Rules?
529 college savings plans offer several tax benefits and the potential to build your child’s college fund over time. Unlike with several investment accounts, the federal government allows your 529 plan earnings to grow tax-free. Your withdrawals will be tax-free… read more…
- Form ADV: What It Is and How to Read It
If you’re looking for a financial advisor, the Form ADV is an essential point of reference. In fact, this publicly available paperwork must be filed with the U.S. Securities and Exchange Commission (SEC) by all financial advisor firms with more than… read more…
- What Is a Wrap Fee Program?
When you place your investments in the care of an investment manager or advisor, you’ll often run into various fees. The advisor can charge you a percentage of your assets, a transaction fee per trade, commission fees and more. To… read more…
- What Is a Wealth Manager?
A wealth manager is a subset of financial advisor that primarily offers high-net-worth and ultra-high-net-worth clients wealth management services. But a wealth manager’s role is far more comprehensive than just offering investment advice. They focus on a holistic suite of services… read more…
- 5 Tips for Choosing a Wealth Management Firm
Wealth management firms are all different, with their own specializations and services. As a result, the process for choosing a wealth manager is a very personal one. Wealth managers work closely together with their clients to identify financial goals and… read more…