Top Financial Advisors in Glastonbury, CT

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Despite its $25,000 account minimum, AdviceOne primarily works with high-net-worth individuals. However, it also advises non-high-net-worth individuals, pensions, profit-sharing plans, charities and business entities. AdviceOne offers wealth management services, portfolio management and financial planning services.

AdviceOne has two primary portfolios available for clients mostly made up of open-end mutual funds that have no limit on the number of shares that can be issued. The firm's fixed income portfolio strives to provide current income to clients, while its equity portfolio is designed to provide long-term growth. 

The firm uses a proprietary process for evaluating potential open-end mutual funds, which includes interviewing fund managers and learning about the funds' investment methodologies. 

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Rossmore Private Capital employs a small team of financial advisors to handle its client assets under management (AUM). You’ll need at least $1 million in investable assets to become a client of Rossmore, a fee-only firm. As a result, the firm’s most common clients are high-net-worth individuals. Non-high-net-worth individuals, businesses and charities round out Rossmore's client base.

Investment advisory is the premier service at Rossmore, but the firm does have a rather robust selection of financial planning and family office services. For example, you can utilize its retirement planning, tax planning, debt management, education fund planning and estate planning services.

Although Rossmore creates its portfolios according to clients’ needs, the firm generally adheres to a long-term time investment horizon. Therefore, the vast majority of its investment decisions will reflect that affinity. To do this, the firm will ensure that your invested assets are well-diversified to hedge against market downturns. In addition, Rossmore scours the investment sphere for opportunities to invest in mispriced or undervalued securities.

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Smith Brothers Financial, LLC is an SEC-registered RIA that delivers wealth management to retail investors, combining ongoing financial planning with investment management. Engagements can be discretionary—where the firm places trades without prior approval—or non-discretionary if you prefer to approve transactions. Portfolios are monitored on a “regular and continuous” basis, with at least annual check-ins and the firm notes it can work across account types (individual, retirement, trust/estate).

Fees are straightforward and flexible. Wealth-management fees are asset-based and typically range from 0.25% to 1.50% per year, billed quarterly. Stand-alone planning is available at up to $300/hour (negotiable by scope), and there is no stated account or relationship minimum.

Smith Brothers emphasizes a goals-driven approach, aligning portfolios to risk tolerance, time horizon, and objectives, while offering both discretionary and non-discretionary options to match client preference for control. The ongoing monitoring cadence and annual (or more frequent) reviews support rebalancing and strategy updates across diversified building blocks (funds, individual securities, and third-party managers).

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Our next firm, Wooster Corthell Wealth Management, does not require a minimum investment or account size. In turn, the firm’s client base is rather varied. It works with individuals and families -- both with and without a high net worth -- as well as small businesses, retirement plans, trusts and charitable organizations. The firm offers investment supervisory and asset management services. Each client portfolio is tailored to their specific needs.

For the most part, Wooster Corthell Wealth Management believes that passive investing is the way to go. The firm consequently invests heavily in index funds and ETFs, which tend to provide built-in diversification and little (if any) active management. 

However, if you’re inclined to more aggressively chase returns, a passive investing strategy might not cut it. For these clients, the firm may engage in some form of active investment management. This involves significantly more trading, which will obviously result in higher trading fees.

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Empower Financial Advisory offers the services of investment management and financial planning to clients in the Glastonbury area. There is no minimum account size requirement in order to open a new account. The client base at the firm mostly consists of individuals, high-net-worth individuals, trusts, estates and small businesses.  

Empower is a fee-based firm employing some advisors who can earn commissions from the sale of insurance products or securities. Despite this potential conflict of interest, the firm abides by its fiduciary duty, legally binding it to act in the best interest of all clients.

The firm works with clients to establish an individualized investment strategy that meets the needs and risk appetite of the individual. The focus is typically on a long-term basis, holding nearly all investments for a minimum of a year. Rebalancing a portfolio may require shorter hold periods. Typical investments include bonds, exchange-traded funds (ETFs), mutual funds and individual stocks. 

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Mark Sheptoff Financial Planning works with mostly individuals without a high net worth, but the firm does work with high-net-worth individuals, charitable organizations, businesses and pension and profit-sharing plans, as well. The firm requires new clients to initially invest at least $250,000.

Individual investment portfolio management and financial planning services are the hallmarks of this firm’s services. Clients will have access to personalized investment plans, as well as retirement planning, insurance planning, tax management, cash flow planning and more. In some cases, the firm provides consulting services.

When you become a client, the first thing you’ll do is evaluate your investor characteristics with the firm. The most important of these is your risk tolerance, which will eventually dictate what kinds of returns you can expect to receive. Depending on your financial objectives, your time horizon will have a varying effect on your portfolio’s composition. The firm uses a variety of investment strategies, including long-term purchases (securities held for more than one year), short-term purchases (securities held for less than a year), margin transactions and option writing. 

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Briggs Wealth Management (BWM) works with slightly more high-net-worth individuals than non-high-net-worth individuals. While relatively small, BWM requires a hefty $1 million minimum account size. Briggs Wealth Management has a plethora of financial planning, consulting and investment management services, including tax planning, asset alloction, estate planning, investment planning, retirement planning and more. 

Depending on your risk tolerance, Briggs Wealth Management will use some blend of long- and short-term investment purchases. Long-term purchases are meant for the more risk-averse, as these securities will often occupy a space in their portfolio for a year or longer. On the other hand, short-term purchases look to capitalize on market shifts and trends that don’t have a large window of time, and you can expect to sell the security within a year.

Specific securities that Briggs includes in client portfolios can vary wildly. For example, it might utilize domestic and foreign equities, commercial paper, certificates of deposit (CDs), municipal and corporate bonds, real estate investment trusts (REITs), options, mutual funds, ETFS, variable annuities and more.

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U.S.A. Financial & Tax Services, LLC provides portfolio management for retail investors, typically offered on a discretionary basis, with non-discretionary advice available when clients prefer to approve trades. Engagements are goals-based, aligning allocations to each client’s objectives, time horizon, liquidity needs, and risk tolerance.

Fees are asset-based for investment management (a percentage of assets under management), assessed on a regular schedule (typically quarterly, in advance or arrears). Financial planning is often available for a fixed or hourly fee when not bundled with ongoing management. Fees typically don’t exceed 1.25% of AUM annually. 

Portfolio construction usually relies on broadly diversified allocations using ETFs and mutual funds, with selective use of individual equities or fixed-income securities where appropriate. Rebalancing is handled on a periodic or tolerance-band basis, and the investment process typically blends top-down asset-allocation work with security/fund due diligence (cost, style consistency, manager tenure and performance versus benchmarks).

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Somnio Financial Group, LLC is a fee-only RIA based in Glastonbury, CT that delivers discretionary investment management alongside ongoing financial planning and consulting. The firm primarily builds and manages portfolios using ETFs, while also advising on mutual funds, individual securities, options, and “held-away” assets such as employer plans and variable annuity/life subaccounts. 

Fees are straightforward and tiered. Portfolio management is billed monthly in advance based on the prior month’s average daily balance: 1.00% on the first $1,000,000; 0.50% on the next $2,000,000; and 0.25% above $3,000,000. Somnio generally includes financial planning for clients whose advisory fee exceeds $5,000 per year; otherwise planning is offered on a flat-fee basis (typically $600 to $20,000) depending on scope. Clients remain responsible for custodial/transaction charges and any fund-level expenses.

Somnio serves primarily individuals and high-net-worth households, generally targeting clients with net worth of $1 million or more (though it can accept clients below that threshold). The investment process blends fundamental, technical, and cyclical analysis, and each client’s portfolio is aligned to stated objectives documented in the IPS. Risk factors detailed in the brochure include interest-rate, market, inflation, currency, reinvestment and business risks; the firm encourages clients to review custodian statements at least quarterly.