Finding the Top Financial Advisors in Naples, Florida
If you’re trying to find a financial advisor, you may have to do some extensive research into government documents and financial papers. But don’t worry. We did that work for you in order to find the top seven financial advisors in Naples, Florida. We covered all the basics such as account minimums, fee basis and more. To connect with up to three vetted financial advisors who serve in your area, try using SmartAsset's free advisor matching tool.
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We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Fifth Avenue Family Office, LLC  Find an Advisor | $908,527,735 | $20,000,000 |
| Minimum Assets$20,000,000Financial Services
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| 2 | Moran Wealth Management  Find an Advisor | $4,743,610,462 | Varies based on account type |
| Minimum AssetsVaries based on account typeFinancial Services
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| 3 | CWA Asset Management Group  Find an Advisor | $3,340,660,207 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
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| 4 | Ciccarelli Advisory Services Inc.  Find an Advisor | $1,418,463,150 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 5 | 3EDGE Asset Management, LP  Find an Advisor | $1,663,823,851 | $250,000 |
| Minimum Assets$250,000Financial Services
|
| 6 | Private Capital Management, LLC  Find an Advisor | $1,346,803,883 | $1,000,000 |
| Minimum Assets$1,000,000Financial Services
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| 7 | Intellus Advisors, LLC  Find an Advisor | $1,183,640,395 | None |
| Minimum AssetsNoneFinancial Services
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| 8 | King Wealth Management Group, LLC  Find an Advisor | $931,335,129 | $500,000 |
| Minimum Assets$500,000Financial Services
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| 9 | The High Net Worth Advisory Group, LLC  Find an Advisor | $769,848,336 | $250,000 |
| Minimum Assets$250,000Financial Services
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| 10 | Naples Wealth Planning  Find an Advisor | $350,106,694 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Naples, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Fifth Avenue Family Office, LLC
Fifth Avenue Family Office offers investment supervisory services, on both a discretionary and non-discretionary basis, to individuals, families, trusts, estates and charitable organizations as a multi-family office.
As a fee-only practice, its revenue comes exclusively from client fees. Advisors do not get commissions from third parties for selling clients insurance products like annuities. Fifth Avenue does not charge performance-based fees.
The four largest custodians/brokers in terms of our client assets are Charles Schwab & Co, Wells Fargo Advisors, Goldman Sachs and UBS.
Fifth Avenue Family Office Background
The firm was founded in 2006, and in 2018 its name was changed to Fifth Avenue Family Office. It is owned by Gary B. Price Jr. and Timothy J. Cartwright.
Fifth Avenue Family Office Investment Philosophy
Fifth Avenue provides specific advice on asset allocation and risk management, selection of investment managers and funds and coordination of your professional advisors. It aims for low-fee, tax-efficient portfolios, which advisors continuously monitor and modify as appropriate.
As for estate and legacy planning, the firm's advisors coordinate with attorneys, accountants, insurance professionals and family members to help you achieve your unique goals. And since your legacy plan may evolve over time, we review your estate plan annually to ensure it reflects your family’s current intentions. In fact, members of the team currently serve on several client family trusts.
Moran Wealth Management®
Moran Wealth Management is a large fee-only firm that handles client assets on both a discretionary and a non-discretionary basis. According to its Form ADV, the firm works with both high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans, charitable organizations and corporations or businesses.
The firm offers a long list of services, some of which are financial planning, risk management, investment consulting, trust and estate planning, tax planning, retirement planning and more. For the majority of the firm’s strategies, the management fee varies between 0.25% and 1.25%, depending upon the size and composition of a client’s portfolio, the type and amount of services rendered and the individual(s) providing the services. For fixed income only strategies, the fee can be 0.10%.
Moran uses a combination of quantitative, technical and fundamental analysis to evaluate a security for inclusion in its portfolio strategies. The firm’s internal strategies currently utilize individual equity and fixed income securities, mutual funds, exchange-traded funds (ETFs) and other exchange-traded products on a discretionary basis in accordance with the investment objective or intended market exposure of the portfolio.
Investment styles vary according to which portfolio is in view. Moran's Concentrated Value Portfolio emphasizes long-term value-oriented securities. Its Dynamic Income Allocation Portfolio utilizes a top-down approach that generally invests in ETFs that track indices of several different asset classes, both equity and fixed-income.
Capital Wealth Advisors
Capital Wealth Advisors (CWA) primarily works with high-net-worth individuals, though there is no minimum investment required. CWA also offers services to charities, profit-sharing plans and businesses. The firm operates on a fee-based capacity. This means its advisors or related persons may earn commissions from third parties for selling insurance products. The advisors are still bound to act in the client's best interest.
CWA first opened its doors in 2011. Since then, it has been providing an array of financial planning and portfolio management services. However, it mainly focuses on estate planning and insurance management. Still, the firm’s advisors can guide you through nearly all aspects of your financial life from budgeting to retirement planning and trust fund management.
Based on your financial situation, risk tolerance and investment goals, CWA will formulate a diversified portfolio with an asset allocation that’s appropriate for you. In implementing it, the firm considers a wide universe of funds such as equities, fixed-income, mutual funds, exchange-traded funds (ETFs) and real estate investment trusts (REITs).
Ciccarelli Advisory Services Inc.
Ciccarelli Advisory Services (CAS), a fee-based firm, offers financial planning and portfolio management services to individuals, high-net-worth individuals, families, trusts, estates and pension and profit-sharing plans.
You don’t need a minimum account size to receive portfolio management services from the firm. The firm offers long-term financial planning services that include retirement planning, estate planning, cash flow planning and more.
The firm aims to build diversified portfolios, on a discretionary basis, to meet the long-term financial goals of its clients. It generally considers allocating assets among no-load or load-waived mutual funds, equities, fixed-income and more. The firm utilizes the execution, clearing and custodial services of Charles Schwab & Co. Inc. When determining where to invest client assets, the firm conducts its own research into market trends and other data.
3EDGE Asset Management, LP
3EDGE Asset Management is a fee-only financial advisory firm that offers its services on a discretionary basis. The firm serves individuals, high-net-worth individuals, family offices and multi-family offices, as well as endowments and foundations, public and private retirement plans and corporations.
As a fee-only firm, its only source of revenue is fees paid by clients. 3EDGE requires an account minimum of $250,000, although this amount is negotiable and may be waived or altered at the firm's discretion.
The firm's approach to investment management combines quantitative analysis with practical experience and judgment. Quantitative analysis plays an important role in the 3EDGE approach. All quantitative investment research at 3EDGE represents a deductive approach. The fundamental idea is to first arrive at the essential theories that explain the true causal interrelationships that drive the global capital markets. The firm's quantitative analysis also involves ongoing portfolio stress testing against a variety of potential macro-economic, geo-political and “Black Swan” scenarios.
The firm invests client money in equities, fixed income, real assets, commodities, gold and cash, as well as multiple currencies. In terms of geographies, it considers investments on a global basis, including the U.S., Europe, Asia and emerging as well as frontier markets.
Private Capital Management, LLC
Private Capital Management, LLC is a fee-based firm that serves individuals, high-net-worth individuals, investment companies, pooled investment vehicles, charitable organizations and other investment advisors. The firm generally requires prospective clients to meet an account minimum of $1 million before establishing an advisory account. Private Capital’s advisory services include portfolio management and financial planning.
Private Capital mainly charges asset-based fees and performance-based fees for its advisory services. But the firm may also charge commissions for certain products, incentivizing advisors to recommend products solely for compensation earned, not client suitability. However, Private Capital says it acts as a fiduciary.
Private Capital's investment strategy values equity investment discipline that aims to generate value for its owners over the long term. The firm uses a fundamental value and research driven investment approach to identify undervalued or misunderstood companies that align with its long-term goals.
The firm also utilizes several other strategies, including hedged options strategies, equity options-based strategies, corporate debt and mutual fund and exchange-traded fund (ETF) strategies.
Intellus Advisors
Intellus Advisors is a fee-based firm that manages more than $1 billion in assets under management. The firm works with individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and business entities. Services offered include financial planning, investment management and retirement plan services.
Fees for investment and wealth management services range from 0.50% to 1.25% annually of the assets under management (AUM) invested with the firm. There is a custom fee schedule if a client invests more than $50 million.
The firm utilizes a number of investments for clients, depending on the individual needs, goals and risk tolerance. Some types of investments may include fixed-income securities, options, mutual funds, ETFs and REITs.
King Wealth Management Group
King Wealth Management Group is a fee-only firm that works mostly with individuals, the majority of whom are not high-net-worth. Institutional clients include pension and profit sharing plans, charitable organizations and corporations. Fees at King Wealth Management are charged based on a percentage of assets under management for investment management services and on a fixed basis for financial planning. The minimum account size is $500,000.
The firm develops investment strategies that are determined by the client's risk profile and objectives and uses a fundamental analytical approach with a technical overlay.
Mutual funds and individual stocks make up the majority of investments at King Wealth Management. Bonds and cash holdings are also employed.
The High Net Worth Advisory Group
The High Net Worth Advisory Group is a fee-based firm where most of the clients are high-net-worth individuals, though a good number of individuals without high net worth are also on the rolls. The only institutional client is a union fund. Some advisors earn commissions as insurance agents -- this is a conflict of interest, but advisors still must put the best interest of the client first at all times.
Services at the firm include wealth management, portfolio review and allocation, general consulting and pension consulting.
Mutual funds and individual stocks together make up more than four-fifths of the assets under management at HNWAG. Bonds, along with cash holdings, are also part of the asset allocation strategy. The firm uses fundamental analysis that involves analyzing individual companies, who their indusrty groups are (i.e. financial statements) related to the companys experience, products, management and future projections for the company's industry.
Naples Wealth Planning
Naples Wealth Planning is a fee-based firm that is the newest firm on the list. The firm offers financial planning and investment management services to a variety of clients. The advisors at the firm works with individuals, high-net-worth individuals, families, trusts, estates, businesses, charitable organizations and institutions.
Fees at the firm typically range from 0.50% to 2.50% annually of assets under management (AUM) invested. For financial planning services, the fixed project fees range from $1,000 to $10,000.
The firm primarily uses fundamental and technical analysis to develop the right investment strategies for its clients. Based on the individual goals of each client, the firm utilizes a variety of assets including ETFs, bond ETFs, mutual funds, fixed income assets, options and more.
